Founder & CEO, Simon Compliance
Lindsey is a securities professional with over 19 years of experience. She specializes in private equity registration, hedge fund registration, mock SEC audits and ongoing compliance management for investment advisers. She served as a Senior Attorney with the United States Securities and Exchange Commission in the Division of Enforcement and as General Counsel and Chief Compliance Officer at Carpe Diem Capital Management, a Chicago-based hedge fund. She was an Associate in the litigation department of the Chicago office of Winston & Strawn and also served as a law clerk for the Honorable William J. Bauer of the Seventh Circuit Court of Appeals.